FINRA Fingerprinting
FINRA Electronic Fingerprint Services
At Biofingerprint, we specialize in providing comprehensive fingerprint services utilizing live scan devices for FINRA compliance. Among a select group of just thirteen companies nationwide granted this privilege, we adhere rigorously to FBI and FINRA guidelines.
Utilizing our certified vendor status, we offer a secure electronic channel for submitting fingerprints. This guarantees swift delivery of results to broker-dealers via the FINRA CRD system. Electronic Fingerprint Submissions offer numerous benefits, including faster processing times, higher fingerprint quality, reduced rejection rates, and cost-effective FINRA fingerprint processing fees.
Here is how it operates?
Scheduling an Appointment: Clients can schedule an appointment with Biofingerprint either online or by contacting our offices directly.
Arrival and Check-In: Upon arrival at our location, clients will check in with our staff and provide necessary identification documents as required by FINRA regulations.
Fingerprinting Process: Our trained technicians will guide clients through the fingerprinting process using our state-of-the-art live scan devices. Clients’ fingerprints will be digitally captured, ensuring high quality and accuracy.
Electronic Submission: For clients opting for electronic submission, the captured fingerprints will be securely transmitted to FINRA via our certified vendor status. This ensures swift delivery of results to broker-dealers through the FINRA CRD system.
Traditional Fingerprint Cards (Optional): For clients who prefer traditional fingerprint cards, we also offer this service. Our technicians will ink-roll fingerprints onto FINRA-specific fingerprint cards, ensuring compliance with FINRA requirements.
Results Delivery: Once processed by FINRA, the results will be delivered promptly to the broker-dealer for review and further action if necessary.
Follow-Up and Support: Our team is available to assist clients with any follow-up inquiries or support needed throughout the process, ensuring a smooth and hassle-free experience.
What to bring at your appointment?
Identification Documents: Clients must bring valid government-issued identification documents, such as a driver’s license, passport, or state ID card. These documents are required to verify the client’s identity before the fingerprinting process begins.
Appointment Confirmation: If clients have scheduled an appointment in advance, they should bring the appointment confirmation details or any relevant documentation provided during the scheduling process.
Authorization Forms: Depending on the specific requirements of the client’s broker-dealer or employer, clients may need to bring authorization forms or paperwork authorizing them to undergo fingerprinting for FINRA compliance.
Payment: Clients should be prepared to cover the cost of the fingerprinting service, whether it’s paid at the time of scheduling or upon arrival at our location. Payment methods may vary, so clients should inquire about accepted forms of payment in advance.
Understanding of Process: While not a requirement, it’s helpful for clients to have a basic understanding of the fingerprinting process and the purpose of FINRA compliance. Our staff will guide clients through each step, but having some familiarity with the process can help streamline the experience.
Benefit of using our FINRA Fingerprinting services
Efficiency: With our live scan devices and electronic submission process, we streamline the fingerprinting process, reducing administrative burden and ensuring rapid processing times.
Accuracy: Our live scan devices capture high-quality fingerprints, minimizing errors and rejections, which can save time and money for broker-dealers.
Convenience: Clients can access our services easily at our locations, making it convenient to fulfill their FINRA fingerprinting requirements.
Cost-effectiveness: We offer competitive pricing for our FINRA fingerprint services, helping firms manage their compliance costs efficiently.
Comprehensive Solution: Whether clients prefer electronic submissions or traditional fingerprint cards, we offer a comprehensive solution to meet their needs, ensuring flexibility and ease of use.
Expertise: With our experience and expertise in fingerprinting services, clients can trust that their FINRA compliance needs are in good hands, allowing them to focus on their core business activities.
Our Services
FINRA Cards
We offer ink fingerprinting services on FINRA cards by printing them from a live scan capture for your convenience.
Bulk Discounts
We offer bulk pricing discounts for companies or firms that need more than one request done
Electronic Submissions
Need your annual FINRA check done? We offer printing to be done on your FINRA card as well as stock some of our own!
FINRA Archiving
FINRA fingerprinting archives for any and all employees or companies for easy transmission year after year.
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BIO FINGERPRINTING
Our team of experts will help you navigate your fingerprinting and background check needs. Call us or email us!
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Frequently Asked Questions
What are the most important questions our customers ask?
What do I need to bring?
Depending on the appointment you will need the following...
- License
- ID
- Social
- ORI Number
- CRD Number
- Personal Information
- Reason For Fingerprinting